Author: Timothy A. Stratton

SEC Brings First Post MCDC Enforcement Action Against Public Issuer and Investment Banker

September 19, 2017 By Timothy A. Stratton In Legal Alerts

Public officials, including City Managers, Finance Directors and other staff, have reason to be concerned about whether their City, Town, Special District, or School District is meeting continuing disclosure requirements. On August 23, the Securities and Exchange Commission announced that the Beaumont Financing Authority of Beaumont, California agreed to settle […]

Gust Rosenfeld Badges
Gust Rosenfeld Badges
Gust Rosenfeld Badges
Gust Rosenfeld Badges
Gust Rosenfeld Badges